Senior Associate, Compliance Assurance & Testing

About This RoleAI processing…

Key Responsibilities

• 1
  Lead the end-to-end compliance testing process: from strategically scoping the review, partnering with cross functional teams to obtain necessary documentation, performing robust testing and gathering/reporting testing results to senior management.
• 2
  Proactively assist the business by identifying solutions to complex issues/findings and performing follow-up to ensure remediation is successful.
• 3
  Partner with cross-functional teams to perform compliance testing and/or to support bank partner testing oversight.
• 4
  Play a key role in creating and designing automated internal compliance monitoring and testing to identify trends, issues, and key performance and risk indicators.
• 5
  Maintain current knowledge of applicable laws and regulations and understand regulatory impact of changes to product/service offerings.

Requirements

• Have 5-8 years of work experience, including: regulatory compliance testing in Financial Services, Risk Consulting or Fintech companies.
• Knowledge of laws, regulations, and rules governing consumer financial protection, banking, payment networks, money transmission, and consumer lending.
• Strong problem-solving skills are essential and demonstrated ability to take initiative and work independently.
• Work well with ambiguity and multiple priorities while balancing the interests of multiple stakeholders.
• Analytical skills, such as SQL or data visualization, are a plus.

Perks & Benefits