Senior Compliance Advisor
National Bank
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About This Role
The Senior Compliance Advisor collaborates with stakeholders to contribute to compliance program activities, supporting the business unit as a subject matter expert on regulatory matters. This role utilizes risk management skills and securities industry knowledge to make a positive impact. The position is remote and involves working with National Bank Independent Network. The role requires strong expertise in compliance and regulatory matters. The Senior Compliance Advisor oversees compliance with regulatory requirements and supports the business unit.
Key ResponsibilitiesAI-extracted
- 1Oversees compliance with regulatory requirements
- 2Acts as a subject matter expert on various regulatory matters
- 3Collaborates with stakeholders to contribute to compliance program activities
- 4Supports the business unit with risk management skills and securities industry knowledge
- 5Typically: Develops and implements compliance policies and procedures
RequirementsAI-extracted
- Has strong knowledge of the securities industry and regulatory matters
- Possesses risk management skills
- Typically: Holds a degree in a related field such as law, finance, or accounting
- Typically: Has experience in a compliance or regulatory role
- Typically: Maintains professional certifications such as CCEP or CSCP
Perks & BenefitsAI-extracted
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