Brokerage Risk, Senior Technical Analyst

About This Role

Key ResponsibilitiesAI-extracted

• 1
  Own the end-to-end orchestration of technical risk assessments, including scheduling and facilitating discussions with senior engineers.
• 2
  Serve as the single coordinator for the Issue Management Program, including triage, escalation, reporting, and governance meetings.
• 3
  Maintain GRC system administration for Issue Management and synthesize complex risk data into clear, actionable materials for governance purposes.
• 4
  Drive accountability for issue owners across a matrixed organization and build high cross-functional credibility to work with Engineering Managers and leads.
• 5
  Support the team's automation goals to streamline processes and implement real-time controls in embedded workflows.

RequirementsAI-extracted

• 5-10 years of experience in risk management, broker-dealer, RIA, clearing firm, fintech, or related fields.
• Technical fluency, including minimum SQL proficiency and experience with Python scripting.
• Ability to develop dashboards and familiarity with data pipeline concepts, as well as experience with Software Development Lifecycle (SDLC) and progressive deployment concepts.
• Experience with AI-assisted risk tooling, prompt engineering, or agentic workflows, and comfort with AI tools/prompt-based automation.
• Familiarity with GRC tooling and regulatory awareness relevant to brokerage operations.

Perks & BenefitsAI-extracted