LocalJobsHQ LogoLocalJobsHQ
RO

Compliance Communications Team Lead

robinhood· 155 open roles

Location TBD On-siteFull-time4 days ago
Salary
$110,000 - $165,000
Experience
Mid
Job Type
Full-time
Posted
4 days ago
Apply Now

Get more other jobs in your inbox

Verified daily — no ghost listings.

About This Role

The Compliance Communications Team Lead will translate aggressive compliance goals into clear objectives, acting as a talent multiplier who scales the team’s impact through focus and innovation. This role will exercise expert judgment and strategic thinking to influence technical direction and lead the review, audit, and approval of retail communications. The role is based in New York, NY, Chicago, IL, Denver, CO, or Lake Mary, FL, with in-person attendance expected at least 3 days per week. The goal is to ensure all customer-facing content meets SEC, FINRA, and internal policy standards. The role provides expert guidance and serves as an escalation point for stakeholders, offering strategic advice on complex compliance interpretations and internal guidelines.

Key ResponsibilitiesAI-extracted

  • 1
    Provide expert guidance and serve as an escalation point for stakeholders, offering strategic advice on complex compliance interpretations and internal guidelines
  • 2
    Lead the review, audit, and approval of retail communications, including advertising and marketing, to ensure strict adherence to regulatory requirements
  • 3
    Develop and establish program efficiencies and lead process enhancements within the team to increase quality and scalability
  • 4
    Build strong relationships and lead compliance strategy among different stakeholders
  • 5
    Guide internal customers on compliance for projects and deliverables

RequirementsAI-extracted

  • Bachelor’s Degree
  • FINRA Series 7 and 24, with Series 4 required within 120 days of starting
  • 7+ years working in compliance or a relevant function, with a proven track record of leading projects
  • Experience with Advertising review tools such as Red Oak, Saifr, PerformLine, or similar workflow management systems
  • Deep, practical expertise with FINRA communications rules and related SEC/FINRA supervision and books-and-records requirements

Perks & BenefitsAI-extracted

Performance-driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching
Best-in-class benefits to fuel work, including 100% paid health insurance for employees with 90% coverage for dependents
Typically: paid time off, sick time, parental leave, and more
Typically: opportunities for professional growth and development
Lifestyle wallet — a highly flexible benefits spending account for wellness, learning, and more

Apply to This Job in Minutes

Generate ATS-optimized resume + cover letter + interview prep with Jobease.ca AI. Complete your application faster.

Get Started Free
Powered by Jobease.ca

Similar Jobs

AS

Business Development Representative

asanaRemote
View
RE

Creative Strategist - Pharma

redditRemote
View
RE

Analytics Engineer

redditRemote
View