Compliance Exam Lead

About This RoleAI processing…

Key Responsibilities

• 1
  Independently fulfill examination requests, coordinate directly with key collaborators to fulfill various external obligations, and manage examination processes end-to-end from a Compliance perspective.
• 2
  Manage and coordinate corrective actions resulting from Supervisory activities, including management reporting of progress.
• 3
  Assist with maintaining a central repository for examination and reporting obligations for multiple exam engagements, including workpapers, worksheets, exam responses, regulatory guidance, etc.
• 4
  Partner with the Compliance Senior Manager in drafting reports, memos or presentations that clearly articulate the results/conclusions of compliance review activities or risk escalations and communicate to key stakeholders across the company.
• 5
  Possess and maintain a solid knowledge of consumer compliance laws, regulations and best practices and recognize how they relate to Affirm's business model.
• 6
  Articulate key Compliance risks at Affirm and the controls Affirm employs to mitigate those risks.
• 7
  Perform due diligence reviews to ensure the quality and completeness of documentation prior to submission to regulators.

Requirements

• 5+ years of licensing, compliance, regulator, or internal audit experience, ideally related to consumer financial services.
• 4-year university/college degree; in lieu of a degree, we will consider additional years of experience beyond the 5+ listed above.
• Working knowledge of consumer protection laws including (but not limited to): HMDA, BSA/AML, OFAC, Regulation E, FCRA, FDCPA, CAN-SPAM, TILA, and UDAAP regulations.
• Prior experience within highly-regulated industries is desirable.
• Outstanding time management, administrative, and organizational skills, including the ability to balance multiple priorities and overlapping projects.
• Proven project management, critical thinking, and analytical skills.
• Excellent written and verbal communication skills.
• Humility, integrity, and a desire to be part of a small but strong and encouraging team.
• Inquisitive, eager to learn, and willing to take ownership of projects.

Perks & Benefits