Deputy Chief Regulatory Officer, Coinbase Derivatives

About This Role

Key ResponsibilitiesAI-extracted

• 1
  Owns the day-to-day leadership of CDE's Market Regulation Department as second-in-command, providing continuity and decision-making in the Chief Regulatory Officer's absence
• 2
  Drives CDE's compliance posture across all applicable CFTC regulatory requirements, identifying gaps and implementing corrective actions
• 3
  Leads the management of internal and external examinations and audits, coordinating responses and ensuring timely resolution of findings
• 4
  Partners with CDE trade surveillance personnel to review escalated cases, assess potential rulebook violations, and determine appropriate enforcement actions
• 5
  Strengthen cross-functional alignment by advising CDE personnel and partner teams on DCM Core Principles, CFTC regulations, and CDE's rulebook and policies

RequirementsAI-extracted

• 7+ years of experience providing compliance and regulatory support for CFTC-registered designated contract markets or derivatives clearing organizations
• Demonstrated experience engaging directly with senior CFTC staff, including the Division of Market Oversight, Division of Clearing and Risk, and Market Participants Division
• Deep knowledge of CFTC Core Principles with proven ability to analyze and apply to ensure DCM maintains compliance with applicable regulations
• Strong grasp of market fundamentals, trading practices, investigative and surveillance techniques, sufficient to evaluate complex potential violations
• Proven ability to synthesize regulatory observations into clear written memoranda, reports, and information requests for stakeholders at all levels, including regulators

Perks & BenefitsAI-extracted