Accountant, Capital Markets

About This Role

Key ResponsibilitiesAI-extracted

• 1
  Own accounting close activities for the FCM and Broker-Dealer entities, including preparation of journal entries, financial statements, and quarterly/annual financial results.
• 2
  Execute timely submission of all required regulatory reporting to the CFTC, NFA, and other applicable agencies, meeting daily filing deadlines.
• 3
  Support internal and external audits for the registered FCM and Broker-Dealer entities.
• 4
  Drive execution of internal controls over compliance, regulatory reporting, and accounting policies and procedures.
• 5
  Partner with product, engineering, operations, and legal teams to support accounting readiness for new product launches.

RequirementsAI-extracted

• 3-5 years of public accounting and/or industry experience within brokerage, asset management, investment advisory, or other regulated financial services organizations.
• BA/BS in Accounting or related field; CPA preferred.
• Working knowledge of FINRA/SEC broker-dealer rules, CFTC/NFA regulations for registered FCMs, and relevant accounting guidance (ASC 815, 17 CFR 1.20).
• Demonstrated ability to manage multiple concurrent reporting deadlines, including experience supporting regulatory filings and audit cycles.
• Availability to work EST hours to meet daily regulatory filing deadlines.

Perks & BenefitsAI-extracted