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Assistant General Counsel, Regulatory

robinhood· 164 open roles

Location TBD On-siteFull-time5 days ago
Salary
$217,000 - $255,000
Experience
Mid
Job Type
Full-time
Posted
5 days ago
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About This Role

Robinhood is seeking an Assistant General Counsel to join its Regulatory legal team, focusing on retail broker-dealer regulation, technology, and finance. The role involves navigating complex regulatory frameworks, drafting agreements and policies, and engaging with regulators. The ideal candidate has experience in advising retail broker-dealers and knowledge of relevant rules and regulations. The position is based in New York, NY; Washington DC; or Menlo Park, CA, with in-person attendance expected at least 3 days per week.

Key ResponsibilitiesAI-extracted

  • 1
    Navigate complex regulatory frameworks to help the business design innovative financial products and services
  • 2
    Identify and draft necessary changes to the firm's systems and procedures to meet the requirements of new rules and regulations
  • 3
    Engage with regulators, including the SEC and FINRA, and other external parties
  • 4
    Draft agreements, policies, and procedures, disclosures, account documentation, and website materials
  • 5
    Review marketing materials, advertisements, and other communications with the public

RequirementsAI-extracted

  • J.D. degree and membership in at least 1 U.S. state bar
  • 10+ years of legal practice experience specializing in advising retail broker-dealers
  • Knowledge or expertise in the rules and regulations relevant to broker-dealers
  • Experience supporting different types of brokerage accounts
  • Track record of developing practical solutions to novel problems

Perks & BenefitsAI-extracted

Performance-driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching
Best-in-class benefits to fuel work, including 100% paid health insurance for employees with 90% coverage for dependents
Typically: paid time off, sick time, parental leave, and holidays
Typically: opportunities for professional growth and development
Lifestyle wallet — a highly flexible benefits spending account for wellness, learning, and more

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