LocalJobsHQ LogoLocalJobsHQ
RO

Chief Compliance Officer, RHD

robinhood· 47 open roles

Location TBD On-siteFull-time2 months ago
Salary
$199,000 - $300,000
Experience
Mid
Job Type
Full-time
Posted
2 months ago
Apply Now

Boost your chances at robinhood

Tailor your resume to this exact job and generate a matching cover letter in about 60 seconds with JobEase — our AI application assistant.

  • ATS-optimized resume
  • Personalized cover letter
  • Match score & keyword gaps
Tailor my application

Free to start · no card required

Get more other jobs in your inbox

Verified daily — no ghost listings.

About This Role

The Chief Compliance Officer of Robinhood Derivatives will lead the design and implementation of the derivatives compliance program, ensuring adherence to regulatory requirements. The role involves partnering with various teams to maintain a strong compliance framework and supporting regulatory engagement. The position is based in Chicago, IL or New York, NY and requires in-person attendance. The Chief Compliance Officer will oversee policies, procedures, and control frameworks, advise on new products, and lead regulatory exams and audits.

Key ResponsibilitiesAI-extracted

  • 1
    Lead and maintain the RHD compliance program, including policies, procedures, and internal controls aligned with CFTC and NFA requirements
  • 2
    Advise business teams on regulatory requirements related to futures, event contracts, and options on futures
  • 3
    Oversee regulatory interactions, including exams, inquiries, and reporting obligations
  • 4
    Review marketing and promotional materials to ensure alignment with applicable regulatory standards
  • 5
    Support firm-wide initiatives impacting derivatives compliance

RequirementsAI-extracted

  • 8+ years of experience in financial services compliance, including at least 5 years focused on futures, derivatives, or related products
  • Active FINRA Series 3 license and strong knowledge of CFTC and NFA regulations
  • Experience developing and maintaining compliance policies, procedures, and control frameworks
  • Ability to analyze regulatory requirements and translate them into clear, actionable guidance for business teams
  • Typically: Strong leadership and communication skills

Perks & BenefitsAI-extracted

Performance driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching
100% paid health insurance for employees with 90% coverage for dependents
Lifestyle wallet - a highly flexible benefits spending account for wellness, learning, and more
Typically: Paid time off, sick time, parental leave, and company holidays
Typically: Access to mental health benefits, fertility benefits, and employer-paid life & disability insurance

Apply to This Job in Minutes

Generate ATS-optimized resume + cover letter + interview prep with Jobease.ca AI. Complete your application faster.

Get Started Free
Powered by Jobease.ca

Similar Jobs

RE

Client Account Manager, Large Customer Sales (Retail Beauty)

redditNew York City, NY
View
RE

Client Account Manager, Large Customer Sales (Financial Services)

redditNew York City, NY
View
RE

Machine Learning Engineer, Ads Optimization

redditRemote
View