Communications Compliance Senior Specialist

About This Role

Key ResponsibilitiesAI-extracted

• 1
  Review and advise on parent company and enterprise-level communications, including select third-party advertising content.
• 2
  Provide guidance early in the creative process and support internal teams in meeting regulatory requirements and internal policies.
• 3
  Conduct principal-level review and approval of communications to ensure they meet applicable regulatory laws as well as firm standards.
• 4
  Guide internal stakeholders and teammates on Compliance for projects and deliverables with an enterprise-level lens and perspective.
• 5
  Attend Communications and Marketing partners staff meetings to provide early advice on parent company communications campaigns and PR strategies.

RequirementsAI-extracted

• Bachelor's degree or equivalent experience in a legal or compliance role within the financial services industry.
• 5+ years of experience in communications compliance or a related function supporting public-facing content.
• Knowledge of applicable regulatory frameworks, including FTC, SEC, FINRA, CFTC, FCA, or similar regulatory requirements.
• Strong written and verbal communication skills, with the ability to provide clear, practical guidance to diverse business partners.
• Experience managing multiple priorities and larger, complex compliance projects, independently with shifting deadlines while maintaining attention to detail and documentation standards.

Perks & BenefitsAI-extracted