Compliance Advisory Lead, Money

About This RoleAI processing…

Key Responsibilities

• 1
  Provide compliance guidance on new products, features, and process changes to ensure adherence to applicable banking and consumer lending regulations.
• 2
  Review marketing materials, customer communications, and disclosures for regulatory compliance.
• 3
  Review and coordinate responses to regulatory agency and escalated customer complaints.
• 4
  Perform quality assurance reviews of Reg Z (credit card) and Reg E (deposit) disputes to ensure regulatory compliance and operational consistency.
• 5
  Coordinate due diligence requests and ongoing compliance activities with sponsor banks and other third-party partners.
• 6
  Assist in the development, maintenance, and implementation of compliance policies, procedures, and training materials.
• 7
  Support internal audits, sponsor bank reviews, and regulatory examinations, including issue tracking, remediation, and response preparation.
• 8
  Partner with Product, Operations, Legal, Risk, Marketing, and Engineering teams to build compliant customer experiences.
• 9
  Bachelor's degree in Business, Finance, Accounting, Economics, or a related field (or equivalent experience).
• 10
  5–7 years of compliance experience supporting consumer banking, credit cards, consumer lending, or other regulated financial products.
• 11
  Strong working knowledge of consumer financial regulations, including Regulation Z, Regulation E, UDAAP, FCRA, ECOA/Reg B, and related banking regulations.
• 12
  Experience reviewing marketing materials, customer communications, and product launches from a regulatory compliance perspective.
• 13
  Experience supporting complaint management, audits, and regulatory examinations.
• 14
  Excellent written and verbal communication skills with the ability to influence partner teams (Product, Legal, Operations, and Risk).
• 15
  Strong analytical, organizational, and problem-solving skills with the ability to manage multiple priorities and meet key regulatory deadlines.
• 16
  Proven ability to assess and manage compliance risks for novel or undefined financial features, translating evolving regulatory guidance into clear, actionable requirements for product teams.
• 17
  Self-motivated and collaborative, with a drive to build compliant, customer-focused financial products.
• 18
  Ability to view Compliance as a strategic business partner that supports new product development while effectively managing regulatory risk.

Requirements

• Bachelor's degree in Business, Finance, Accounting, Economics, or a related field (or equivalent experience).
• Strong working knowledge of consumer financial regulations, including Regulation Z, Regulation E, UDAAP, FCRA, ECOA/Reg B, and related banking regulations.
• What You'll Bring Bachelor's degree in Business, Finance, Accounting, Economics, or a related field (or equivalent experience). 5–7 years of compliance experience supporting consumer banking, credit cards, consumer lending, or other regulated financial products.

Perks & Benefits