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Compliance Communications Senior Specialist

robinhood· 160 open roles

Location TBD On-siteFull-timeYesterday
Salary
$140,000 - $165,000
Experience
Mid
Job Type
Full-time
Posted
Yesterday
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About This Role

The Compliance Communications Senior Specialist will review, advise, and provide approval for retail communications to ensure adherence to regulatory standards and internal guidelines. This role will partner with Marketing, Social, and Product teams to ensure customer-facing content meets firm policy and regulatory requirements. The specialist will guide internal partners through complex projects and ensure communications remain compliant in a fast-paced environment. The role is based in New York, NY, Chicago, IL, Denver, CO, or Lake Mary, FL, with in-person attendance expected at least 3 days per week. The specialist will be responsible for developing and implementing process improvements and establishing program efficiencies to increase quality and scalability.

Key ResponsibilitiesAI-extracted

  • 1
    Reviews and approves communications with the public to ensure adherence to regulatory and internal standards
  • 2
    Partners with product and marketing teams to ensure customer-facing content meets firm policy and regulatory requirements
  • 3
    Develops and implements process improvements to increase quality and scalability
  • 4
    Establishes program efficiencies and enhances processes within the team
  • 5
    Guides internal customers on compliance for projects and deliverables
  • 6
    Typically: Collaborates with cross-functional teams to ensure compliance with regulatory requirements

RequirementsAI-extracted

  • Bachelor’s Degree
  • FINRA Series 7 and 24 licenses
  • 6+ years working in compliance or a relevant function, with a proven track record of leading projects
  • Experience with Advertising review tools such as Red Oak, Saifr, PerformLine, or similar workflow management systems
  • Deep, practical expertise with FINRA communications rules and related SEC/FINRA supervision and books-and-records requirements
  • Typically: Strong understanding of financial services industry regulations and compliance requirements

Perks & BenefitsAI-extracted

Performance-driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching
100% paid health insurance for employees with 90% coverage for dependents
Lifestyle wallet — a highly flexible benefits spending account for wellness, learning, and more
Employer-paid life & disability insurance, fertility benefits, and mental health benefits
Typically: Paid time off, sick time, parental leave, and company holidays
Typically: Opportunities for professional growth and development in a fast-paced and dynamic environment

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